ABM Global Compliance offers a wide and very diverse range of compliance services including strategic planning and implementation of compliance policies within your organisation.

We offer a simple check of your whole organisation and various services/products you offer in order to assess your needs and identify areas of key importance and high risk. We can either do this as part of an exercise in managing your compliance solution or a tailored activity to address a particular issue/situation.

Our prices are very flexible and could be tailored to suit whatever service(s) you require. Whether you need the whole application process done; from preparing documents to responding to the queries from FCA regarding the application, or you only need advice or guidance at a specific point in the application process, we will provide a suitable price to meet your needs.

Tailored and suitable service:

For each client, we seek to develop and maintain a detailed understanding of the business environment and model, so as to enable us provide a well-tailored and suitable service. This also helps us in being proactive in our approach and also add value to our clients; i.e. we manage their compliance solution with utmost professional diligence and due care, at the same time where possible save our clients time and money.

Internal audit:

These activities could be viewed as an internal audit of controls and your existing compliance solutions or a review process with the aim of advising with regards specific regulations and requirements required by the FCA or relevant bodies.

Compliance services:

  • Anti-Money Laundering Guidance
  • Internal Audit and Review
  • Capital Adequacy
  • Compliance Documentation
  • Training and Competence Management
  • Compliance Monitoring
  • Due Diligence

Are you looking for MLR & FCA compliance support?