{"id":93854,"date":"2025-05-27T16:22:26","date_gmt":"2025-05-27T16:22:26","guid":{"rendered":"https:\/\/demo.abmglobalcompliance.com\/lv\/?page_id=93854"},"modified":"2025-10-14T11:52:11","modified_gmt":"2025-10-14T11:52:11","slug":"financial-services","status":"publish","type":"page","link":"https:\/\/abmglobalcompliance.com\/lv\/financial-services\/","title":{"rendered":"Financial Services"},"content":{"rendered":"\t\t
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Regulatory Licensing & Registration<\/h2><\/div>
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We guide clients through the process of obtaining required authorisations from the FKTK and relevant EU authorities. This includes investment firm licences, payment institution licences, electronic money institution approvals, and VASP\/crypto registrations. We ensure full alignment with Latvian law, EU directives, and AML\/CFT obligations.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Compliance Framework Development<\/h2><\/div>
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ABM designs tailored compliance programs covering AML, CFT, KYC, GDPR-compliant data privacy, and risk management. These frameworks ensure proactive risk identification and alignment with both national and EU supervisory expectations.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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AML\/CFT Programs for Financial Institutions & VASPs<\/h2><\/div>
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We build AML\/CFT programs aligned with Latvian legislation, FATF recommendations, and EU-wide requirements. Our solutions include CDD\/EDD implementation, sanctions screening, transaction monitoring, and suspicious activity reporting processes\u2014adapted for both traditional finance and cryptocurrency markets.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Internal Audit & Compliance Reviews<\/h2><\/div>
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Independent reviews assess the effectiveness of compliance controls, AML\/CFT systems, and governance frameworks. We perform gap analyses against Latvian and EU standards and provide remediation plans to enhance regulatory readiness.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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Ongoing Compliance Support & Outsourcing<\/h2><\/div>
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ABM offers outsourced compliance roles and ongoing advisory support, including monitoring legislative changes, managing reporting obligations, and preparing governance updates for senior management and boards.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Regulatory Inspections & Enforcement Preparation<\/h2><\/div>
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We conduct readiness reviews and mock inspections based on likely FKTK and EU supervisory focus areas. Our experts help develop response strategies, prepare documentation, and implement corrective actions to minimise enforcement risks.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Training & Capacity Building<\/h2><\/div>
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We provide training for staff and management on AML\/CFT obligations, VASP compliance, market conduct rules, data protection, and ethical business practices. Executive briefings ensure leadership teams remain informed of their responsibilities.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\"\"\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"

Regulatory Licensing & Registration We guide clients through the process of obtaining required authorisations from the FKTK and relevant EU authorities. This includes investment firm licences, payment..<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-93854","page","type-page","status-publish","hentry"],"yoast_head":"\nFinancial Services Advisory | ABM Global Compliance<\/title>\n<meta name=\"description\" content=\"Explore financial services consulting. We support firms with compliance, governance, and risk management across multiple regulated sectors.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/abmglobalcompliance.com\/lv\/financial-services\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Financial Services Advisory | ABM Global Compliance\" \/>\n<meta property=\"og:description\" content=\"Explore financial services consulting. We support firms with compliance, governance, and risk management across multiple regulated sectors.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/abmglobalcompliance.com\/lv\/financial-services\/\" \/>\n<meta property=\"og:site_name\" content=\"ABM Global Compliance Latvia\" \/>\n<meta property=\"article:modified_time\" content=\"2025-10-14T11:52:11+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/abmglobalcompliance.com\/lv\/wp-content\/uploads\/sites\/13\/2025\/09\/Regulatory-Expertise-and-Advisory-768x456.webp\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"3 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/financial-services\\\/\",\"url\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/financial-services\\\/\",\"name\":\"Financial Services Advisory | ABM Global Compliance\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/financial-services\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/financial-services\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/abmglobalcompliance.com\\\/lv\\\/wp-content\\\/uploads\\\/sites\\\/13\\\/2025\\\/09\\\/Regulatory-Expertise-and-Advisory-768x456.webp\",\"datePublished\":\"2025-05-27T16:22:26+00:00\",\"dateModified\":\"2025-10-14T11:52:11+00:00\",\"description\":\"Explore financial services consulting. 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