{"id":93891,"date":"2025-05-27T17:06:06","date_gmt":"2025-05-27T17:06:06","guid":{"rendered":"https:\/\/demo.abmglobalcompliance.com\/pk\/?page_id=93891"},"modified":"2025-10-16T09:59:05","modified_gmt":"2025-10-16T09:59:05","slug":"capital-market","status":"publish","type":"page","link":"https:\/\/abmglobalcompliance.com\/pk\/capital-market\/","title":{"rendered":"Capital Market"},"content":{"rendered":"\t\t
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Regulatory Advisory & Licensing Support<\/h2><\/div>
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ABM guides clients through licensing with SECP, Pakistan Stock Exchange (PSX), and Central Depository Company (CDC). We assist with securities broker licences, futures market participant approvals, and other capital market authorisations under the Securities Act 2015.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Ongoing Compliance Management<\/h2><\/div>
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We help firms meet SECP and PSX reporting obligations, continuous disclosure requirements, and market conduct rules, with tailored compliance frameworks and monitoring systems.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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AML\/CFT for Capital Markets<\/h2><\/div>
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We develop AML\/CFT frameworks specific to capital market participants, covering investor due diligence, trade surveillance, sanctions screening, and STR processes.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Corporate Governance & Risk Management<\/h2><\/div>
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We advise on governance frameworks under SECP\u2019s Listed Companies (Code of Corporate Governance) Regulations 2019, enhancing transparency and investor protection.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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Training & Education<\/h2><\/div>
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\n\t\t\t\t\t\t\t\t\tOur capital market training covers securities laws, AML\/CFT compliance, insider trading prevention, and market conduct.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t
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\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\"Specialized\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t
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Market Conduct & Insider Trading Controls<\/h2><\/div>
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ABM helps develop policies to prevent insider trading, market manipulation, and other abuses, with monitoring systems and whistleblower programs.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\"Trading\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"

Regulatory Advisory & Licensing Support ABM guides clients through licensing with SECP, Pakistan Stock Exchange (PSX), and Central Depository Company (CDC). We assist with securities broker licences,..<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-93891","page","type-page","status-publish","hentry"],"yoast_head":"\nCapital Market Advisory | Compliance & Governance<\/title>\n<meta name=\"description\" content=\"Expert compliance and advisory for capital markets. 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