{"id":93854,"date":"2025-05-27T16:22:26","date_gmt":"2025-05-27T16:22:26","guid":{"rendered":"https:\/\/demo.abmglobalcompliance.com\/sg\/?page_id=93854"},"modified":"2025-10-10T11:55:46","modified_gmt":"2025-10-10T11:55:46","slug":"financial-services","status":"publish","type":"page","link":"https:\/\/abmglobalcompliance.com\/sg\/financial-services\/","title":{"rendered":"Financial Services"},"content":{"rendered":"\t\t
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Regulatory Licensing & Registration<\/h2><\/div>
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ABM assists clients in obtaining necessary registrations and licences from MAS, including Capital Markets Services Licences (CMSL), payment institution licences, and virtual asset service provider (VASP) licences. We guide firms through complex application processes, ensuring compliance with the Securities and Futures Act, Payment Services Act, and relevant AML\/CFT requirements.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Compliance Framework Development<\/h2><\/div>
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We design and implement customised compliance programs aligned with Singapore\u2019s regulatory obligations, covering AML, CFT, KYC, data privacy under the Personal Data Protection Act (PDPA), and risk management frameworks. Our programs enable proactive risk identification and mitigation.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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AML\/CFT Programs<\/h2><\/div>
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ABM develops AML\/CFT frameworks that meet MAS regulations, supervisory guidance, and FATF standards. We assist with effective CDD and EDD procedures, sanctions and PEP screening, transaction monitoring, and suspicious transaction reporting to strengthen financial crime controls.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Internal Audit & Compliance Reviews<\/h2><\/div>
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Our independent audit services evaluate the effectiveness of your compliance controls, AML\/CFT program, and governance framework. We conduct gap analyses against MAS and other regulatory requirements, providing detailed remediation plans and preparing organisations for regulatory audits.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Book a Free Consultation \u2013 Get Licensed\u00a0Faster!<\/h2><\/div>
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Ongoing Compliance Support & Outsourcing<\/h2><\/div>
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We offer outsourced compliance roles including Compliance Officer, MLRO, and DPO. Services include regulatory monitoring, compliance impact assessments, reporting management, and governance support\u2014ideal for fintech startups and mid-sized firms seeking expert compliance support without in-house overheads.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Regulatory Inspections & Enforcement Preparation<\/h2><\/div>
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ABM prepares clients for regulatory inspections with readiness reviews and mock audits based on MAS expectations. We assist with response strategies, submissions, and corrective actions to minimise enforcement risks.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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Training & Capacity Building<\/h2><\/div>
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We provide tailored training programs covering AML\/CFT, sanctions compliance, market conduct, breach reporting, and ethics. Executive briefings ensure leadership teams are well-informed and ready to meet governance and compliance obligations.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\"\"\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"

Regulatory Licensing & Registration ABM assists clients in obtaining necessary registrations and licences from MAS, including Capital Markets Services Licences (CMSL), payment institution licences, and virtual asset..<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-93854","page","type-page","status-publish","hentry"],"yoast_head":"\nFinancial Services Advisory | ABM Global Compliance<\/title>\n<meta name=\"description\" content=\"Explore financial services consulting. We support firms with compliance, governance, and risk management across multiple regulated sectors.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/abmglobalcompliance.com\/sg\/financial-services\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Financial Services Advisory | ABM Global Compliance\" \/>\n<meta property=\"og:description\" content=\"Explore financial services consulting. 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