What financial service firms does ABM Global Compliance support?

We assist firms in banking, payments, electronic money, capital markets, and other financial-services sectors with compliance, regulatory authorisation, AML/CTF, risk management, governance, and ongoing compliance support.

Do you help with regulatory licensing and authorisation?

Yes. We provide support with preparing applications, understanding requirements, capital, governance, policies, and liaising with regulators for financial services licensing.

What AML/CTF obligations do financial service firms need to meet?

They need to have customer due diligence (KYC/KYB), transaction monitoring, reporting of suspicious transactions, sanctions screening, risk assessment, record keeping, staff training, and internal oversight.

How often should financial service firms review and update their compliance frameworks?

At minimum annually, or sooner if there are regulatory changes, internal incidents, or business model changes that affect risk or operations.

What is regulatory reporting and how can you help?

Regulatory reporting includes periodic or ad-hoc filings required by regulators. We help firms prepare, review, submit these reports accurately and on time, and advise on new reporting requirements.

Why are governance & internal controls important in financial services?

Good governance ensures accountability, oversight, risk awareness, and helps maintain regulatory compliance. Internal controls help prevent errors, fraud, non-compliance, and protect the firm and its customers.

Financial Services Advisory | ABM Global Compliance

Regulatory Licensing & Registration

ABM supports clients in obtaining registrations and licences with the Bank of Lithuania, ESMA, and other regulators. We guide firms through authorisation processes for payment institutions, e-money institutions, and VASPs under Lithuanian and EU laws, ensuring compliance with relevant legislation and fit-and-proper requirements.

Compliance Framework Development

We create tailored compliance programs covering AML, CFT, KYC, GDPR data privacy, and risk management, helping businesses proactively manage risks and meet Bank of Lithuania and EU standards.

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AML/CFT Programs

ABM develops AML/CFT systems compliant with Lithuanian laws, supervisory guidance, and FATF standards, including CDD/EDD, sanctions and PEP screening, transaction monitoring, and suspicious transaction reporting.

Internal Audit & Compliance Reviews

Our independent audits evaluate your compliance controls and governance, identifying gaps and providing remediation plans to prepare you for supervisory audits and reduce enforcement risks.

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Ongoing Compliance Support & Outsourcing

We offer outsourced compliance roles (Compliance Officer, MLRO, DPO) with regulatory monitoring, impact assessments, reporting, and governance support—ideal for startups and mid-sized firms.

Regulatory Inspections & Enforcement Preparation

ABM conducts readiness reviews and mock audits based on supervisory expectations, assisting with response strategies and corrective actions to minimise enforcement risks.

Training & Capacity Building

We provide customised training on AML/CFT, sanctions, market conduct, breach reporting, and ethics, including board and executive briefings to strengthen compliance culture and governance.