Welcome
ABM Global Compliance is a specialist financial services compliance firm, whose vast experience of regulatory matters in the financial services sector can help every size of firm, at a strategic level as well as on a day to day basis. It’s a firm providing Knowledge, Guidance and Best Practices consulting, independent reviews and testing, training and support to FinTech companies, Money Services Businesses, Payment Processors and E-money throughout the UK/ Europe.
ABM Clients got successfully approval Licensed of more than 150 Financial Services firm in UK/ EU like Payment institutions including E-Money/API/SPI/Consumer credit /Investment.
Our expertise and upfront advice are:
Applications
We can assist firms in the preparation of applications for new authorisations by the FCA/PRA, together with any business plans, financial projecti
- Review of the AML governance framework, including Board and senior management oversight responsibilities.
- Evaluation of the AML compliance program’s structure, roles, and responsibilities (e.g., Money Laundering Reporting Officer (MLRO), compliance team).
- Review of escalation and reporting lines for AML-related issues
Due diligence
hether buying, selling, restructuring or refinancing, we assess the potential financial impact of prevailing regulatory issues and help our clients to negotiate the regulatory hurdles ahead. Our work has included helping new and existing regulators develop strategy and operational processes, and supporting them in the implementation of their regime, including:
- Facilitating and consulting on the regulatory approach
- Drafting policy and strategy statements, and monitoring policy effectiveness
- Integration of multiple entities or responsibilities
- Advice on past experience and benchmarking
- Ongoing support and implementation of regulatory inspections and supervisory visits, as well as undertaking enforcement measures
- Reviewing the regulator's process for authorisations, as well as handling authorisation and registration requests
- Carrying out capital adequacy assessments, and training and competency assessments
Compliance consultancy
We offer a range of services for clients seeking solutions from a strategic, business as usual or problem solving perspective.
- These include support in the design and implementation of systems and controls
- Conducting compliance health checks and controls reviews
- Undertaking regulatory gap analyses
- Preparing senior management for ARROW
- Other regulatory visits
- The design and delivery of training to staff.
- We can provide assistance with remedial work required under a risk mitigation programme, including undertaking skilled persons reviews.
- We can also assist clients with their regulatory programmes and projects, for example, through the provision of subject matter expert advice or the secondment of technical or project resource.
We provide regulatory and compliance support for retail and wholesale organisations.
Tailor your Business Compliance
Outsourced Compliance
We understand that for many Small and Medium Sized Enterprises (SME) internal resources can be limited at times and not sufficient to carry out an internal compliance tasks on a daily basis or maintain a separate department just for compliance.
Compliance Audit
ABM Global Compliance offers a compliance audit service that aims to provide a health check and detailed review of your organisation’s compliance standards. This provides various benefits among which will include recommending solutions to remedy findings and shortcomings as revealed by the audit report
Money Laundering
The Money Laundering Regulations 2017 came into force in the UK on 26 June 2017 These have placed enormous burdens on all accountants and professionals within related sectors. In response to this, we have developed a product/service that is aimed at providing professional guidance
Total Compliance Solutions
ABM Global Compliance offers a wide and very diverse range of compliance services including strategic planning and implementation of compliance policies within your organisation.
We offer a simple check of your whole organisation and various services/products you offer in order to assess your needs and identify areas of key importance and high risk. We can either do this as part of an exercise in managing your compliance solution or a tailored activity to address a particular issue/situation
PSD2
PSD2 which will be implemented in the UK by the Payment Services Regulations 2017 (PSRs 2017) from 13 January 2018.