Seamless Market Entry with End-to-End Licensing Support
Gaining authorisation to operate as a banking institution in the United Kingdom is a complex and highly scrutinised process. Regulatory bodies such as the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) require firms to demonstrate financial strength, robust governance, effective risk management, and a commitment to consumer protection.
At ABM Global, we provide comprehensive, end-to-end support to guide financial institutions through every stage of the licensing and authorisation journey. Our integrated service ensures regulatory readiness, minimises approval delays, and establishes a strong foundation for long-term compliance.
ABM Services Include:
Strategic Feasibility & Readiness Assessment
- Evaluating business models, capital requirements, and regulatory expectations.
- Assessing operational capabilities and identifying potential compliance gaps.
Regulatory Application Support
- Preparation and submission of FCA and PRA applications.
- Development of detailed business plans, financial forecasts, and governance structures required for approval.
- Coordination of supporting documentation, including risk frameworks and compliance policies.
Regulatory Engagement & Negotiation
- Acting as liaison with the FCA, PRA, and other relevant regulators.
- Managing queries, clarifications, and negotiations to ensure smooth communication.
- Supporting firms through interviews, assessments, and follow-up correspondence.
Governance, Risk & Compliance Documentation
- Designing and implementing governance frameworks aligned with regulatory standards.
- Preparing policies and manuals covering risk management, anti-money laundering (AML), operational resilience, and consumer protection.
- Establishing board structures, compliance monitoring programs, and reporting protocols.
Post-Licensing Operational & Compliance Support
- Assisting with the transition from authorisation to full-scale operations.
- Embedding compliance systems, controls, and ongoing reporting mechanisms.
- Providing continuous advisory to keep institutions aligned with evolving FCA and PRA requirements.
ABM Global Advantage: Compliance Without Compromise
- Risk-Focused Approach – Anticipate and mitigate regulatory concerns before submissio
- Efficient Approvals – Minimise delays by ensuring applications meet high-quality standards.
- ustained Compliance – Establish frameworks that support long-term regulatory alignment and operational resilience.
