What is regulatory reporting in banking?

Regulatory reporting in banking refers to the requirement for financial institutions to submit periodic reports to regulatory authorities, covering financial performance, risk exposure, compliance activities, capital adequacy, and other required metrics.

How often do banks need to file regulatory reports?

The frequency of reporting depends on the regulation or jurisdiction; some reports are filed monthly, quarterly or annually, while others may have bespoke frequencies depending on size, risk profile or specific regulatory obligations.

What data is required for regulatory reporting?

Data required may include financial statements, risk metrics, capital adequacy, customer information, operational metrics, anti-money laundering and fraud statistics, and other data as required by the specific regulator.

Do you also help with internal reporting systems and controls?

Yes. We assist banks in designing internal reporting systems, controls, validation processes and governance frameworks to ensure that reports are accurate, consistent, and compliant.

Can you audit previous regulatory reports for accuracy?

Yes. We offer audit and quality assurance services for past regulatory filings to identify any errors, omissions, or non-compliance and recommend corrective actions.

How do regulatory reporting requirements change over time?

Regulatory reporting requirements evolve due to changes in laws, financial stability demands, regulatory guidance, or events such as financial crises. We monitor regulatory updates and help clients adapt their reporting frameworks accordingly.

What are the risks of non-compliance with regulatory reporting?

Non-compliance can lead to regulatory penalties, legal sanctions, reputational damage, increased scrutiny, and in some cases loss of license or restrictions on operations.

How do I get started with your regulatory reporting services?

You can contact us via phone or email. We’ll begin with a review of your current reporting obligations and processes, followed by a plan to enhance accuracy, efficiency, and compliance.

Regulatory Reporting Services | ABM Global Compliance

Accurate, Timely, and Compliant Reporting for Regulatory Confidence

Regulatory reporting is at the heart of effective supervision and transparency in the financial sector. For banks, investment firms, and other regulated entities, reporting obligations to the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA), and other supervisory bodies are both extensive and highly complex. Failure to comply can result in severe penalties, reputational damage, and operational disruption.

At ABM Global, we provide end-to-end regulatory reporting solutions that ensure accuracy, timeliness, and compliance. By combining deep regulatory expertise with advanced data management practices, we help institutions streamline reporting processes, reduce operational burden, and strengthen trust with regulators.

Our Services Include:

Preparation & Submission of FCA and PRA Returns

Data Governance & Quality Assurance

Workflow Automation & Digitalisation

Regulator Liaison & Remediation Support

Continuous Improvement of Reporting Mechanisms

The ABM Global Edge: Reporting with Confidence

Accuracy & Timeliness – Delivering reporting that meets strict deadlines and eliminates compliance risks.
Efficiency through Technology – Leveraging automation to save time, reduce costs, and minimise human error.
Regulatory Trust – Ensuring transparency and confidence in your institution’s reporting integrity.