What types of regulatory reports do AEMIs need to file?

AEMIs often need to file periodic regulatory returns, financial reports, AML/CTF related metrics, transaction summaries, incident reports, and other compliance returns as required by the regulator.

How often should AEMIs file regulatory reports?

Filing frequency depends on the jurisdiction and type of report — some are monthly, quarterly, annually, or triggered by specific events or thresholds.

Do you assist with both preparing and submitting these reports?

Yes — the service typically includes compiling the data, validating it, drafting the reports, and managing the submission to regulators.

What is included in the quality review of regulatory reports?

Quality review involves reconciling data, ensuring consistency, checking format compliance with templates, verifying internal logic and cross-validations, and resolving discrepancies.

What happens if regulators raise queries or require corrections?

Post-filing support addresses this: responding to regulator questions, making corrections, resubmitting reports, and ensuring compliance with feedback.

How do you stay updated on changes in reporting obligations for AEMIs?

We monitor regulatory changes, new guidance, template updates and emerging compliance requirements, and assist you in updating your reporting frameworks accordingly.

Regulatory Reporting Filing | AEMI Compliance Services

Regulatory Reporting & Filing

ABM provides end-to-end support for regulatory reporting and statutory filings, ensuring that your firm meets all FCA, HMRC, and EMR obligations accurately and on time. Our services are designed to simplify the reporting process, reduce operational risk, and maintain a clear, audit-ready trail for inspections and regulatory reviews.

Comprehensive Regulatory Submissions

ABM manages the preparation and submission of all mandatory filings for electronic money institutions and financial services firms. This includes FCA returns such as REP018 for safeguarding arrangements, REP001 for regulatory reporting, MLAR for money laundering oversight, and PSD complaints returns. Our experts ensure that each submission is fully compliant with the relevant regulations and reflects the most accurate and up-to-date information about your operations.

EMR & PSR Audit Trail Readiness

Maintaining a complete and transparent audit trail is critical under the Electronic Money Regulations (EMR) and Payment Services Regulations (PSR). ABM helps your firm document all necessary records, reporting data, and internal procedures to ensure audit readiness at all times. We guide your team in implementing processes that capture, organize, and preserve transaction data, safeguarding evidence of compliance for regulatory inspections and internal reviews.

Accuracy, Timeliness & Compliance Assurance

Filing regulatory returns requires precision and adherence to strict deadlines. ABM implements structured workflows to verify accuracy, validate data, and meet submission deadlines consistently. Our approach mitigates the risk of errors, fines, or enforcement actions and provides confidence that your firm’s reporting obligations are fully met.

Regulatory Liaison & Issue Resolution

Beyond preparing submissions, ABM acts as a liaison with regulators, addressing any queries or requests for clarification from the FCA or HMRC. We manage follow-ups on filings, ensuring that all discrepancies or additional information requests are handled promptly and professionally. This proactive support strengthens your relationship with regulators and ensures smooth regulatory interactions.

Continuous Improvement & Compliance Monitoring

ABM supports ongoing enhancement of your reporting processes by reviewing and refining internal controls, reporting templates, and data validation mechanisms. Our continuous monitoring approach helps identify areas for improvement, adapt to changes in regulatory requirements, and maintain a state of sustained compliance across all reporting obligations.